The Financial Conduct Authority (FCA) has begun a review into the use and value of data and advanced analytics in wholesale financial markets, both now
While it may well be clear to the UK fund industry and its regulator what went wrong with the Woodford Equity Income Fund, to date, very little
A survey conducted on preparation for the FCA’s Senior Managers and Certification Regime, (SM&CR) has revealed that most firms have significant work to do, as they prepare
The SEI Master Trust has been granted authorisation by The Pensions Regulator. The SEI Master Trust, which launched in 2007, is designed to adapt to
Research by global financial services regulatory consultancy Bovill finds that despite the FCA pursuing 19 investigations under the Senior Managers and Certification Regime (SMCR), to
Guernsey’s financial services regulator has signed a Memorandum of Understanding with the UK’s Financial Conduct Authority to ensure market access for Guernsey investment funds into
SEI completed the submission for authorisation of the SEI Master Trust on 28 February 2019, several weeks ahead of The Pensions Regulator’s (TPR) end of
The UK’s Financial Conduct Authority (FCA) is urging financial services firms to ensure they are making any necessary changes to protect customers from negative impacts
Over 100 financial services firms have applied to set-up or extend operations in Ireland in order to access the EU post-Brexit, according to Governor Philip
‘Wild West’ crypto-assets should be regulated according to the UK Treasury Committee which has published a unanimously-agreed report on crypto-assets for its Digital Currencies inquiry.
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